RIA Registration Drop-In Calls

What is this call all about?  

Registration Drop-In Office Hours will be a place to have your registration-specific questions answered by a Compliance Associate. This weekly call is an opportunity to discuss everything related to your firm's registration. You're invited to drop-in to ask questions of the compliance team and other members throughout the registration process. These calls are hosted every Monday from 9:30am - 10:30 pm (MST).

• Hot Tip: This call is a great place to ask questions on your Registration Questionnaire!

When do these calls take place?

These calls are hosted every Wednesday from 9:30am - 10:30 pm (MST).

How do I register for the Registration Drop-In Call?

You can register for these calls through this link!