Ongoing Compliance Consulting

Our Ongoing Compliance Consulting Services were built to provide your firm with flexible training and ongoing support by expert Compliance Consultants who will work closely with your firm’s CCO or other designated compliance contact to aid in the development, implementation, and maintenance of your firm’s compliance program.

Through our ongoing consulting arrangements, our goal is to help you build an efficient and effective compliance program tailored to your firm’s unique needs both now and as your firm evolves. So whether you are just getting started in your first year running your firm or you have an established business with a team to support, our Consultants will help you build confidence in your compliance program and work to ensure that it meets the requirements and expectations of your primary jurisdiction, whether it be with the States or the SEC. 

If you are interested in Compliance Consulting Services:

Did this answer your question? Thanks for the feedback There was a problem submitting your feedback. Please try again later.

Still need help? Contact Us Contact Us