Compliance Drop-In Hours

The XYPN Compliance Team provides Drop-In hours every week for new and existing firms. You can bring questions, chat directly with our staff, and learn from other XYPN advisors about their compliance programs!

• Existing Firm Compliance Drop-ins are held every Tuesday and Wednesday at 11 am PT / 2 pm ET. Attend these if your firm is registered!
• Initial Registration Drop-ins are held every Wednesday at 1 pm PT / 4 pm ET.