Compliance Drop-In Hours

The XYPN Compliance Team provides Drop-In hours every week for new and existing firms. You can bring questions, chat directly with our staff, and learn from other XYPN advisors about their compliance programs!

Compliance AMA for Existing Firms are held every Tuesday and Wednesday at 11 am PT / 2 pm ET. Attend these if your firm is registered!
RIA Registration Drop-Ins are held every Wednesday at 8:30 am PT / 10:30 am ET.

Did this answer your question? Thanks for the feedback There was a problem submitting your feedback. Please try again later.

Still need help? Contact Us Contact Us

Last updated on January 23, 2026